2023 Laws not yet authenticated through a Commencement Order

Revised Laws of Saint Lucia (2023)

3.   Application for licence

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    (1)   A person who wishes to carry on banking business or operate a financial holding company shall make an application for a licence in Form 1 or Form 2 respectively in the Schedule.

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    (2)   An applicant shall submit with the application —

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      (a)     a personal questionnaire for each significant shareholder, director and officer in Form 3 of the Schedule;

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      (b)     supporting documentation under sections 7(1), 7(2) and 36(2) of the Act and listed in the corresponding application form set out in the Schedule; and

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      (c)     a non-refundable application fee as set out in Schedule I to the Act.

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    (3)   An applicant shall complete a form set out in the Schedule in accordance with notes specified in the form.