| Offence | Section | Fixed penalty |
| Failure to have licence | 3(5) | $250,000 |
| Refusal to make relevant documents available for examination | 4(5) | $2,500 |
| Use of restricted words, names and practices | 16(5) | $125,000 |
| Failure to disclose transfer | 31(1) | $1,000 |
| Failure to disclose acquisition of interest | 31(2) | $2,500 |
| Failure to disclose and allow access to books and records | 74(3) | $25,000 |
| Providing information that is false in any material particular | 74(4) | $25,000 |
| Failure to comply with remedial actions (licensed financial institution) | 80(a) | $50,000 |
| Failure to comply with remedial actions (individual) | 80(b) | $25,000 |
| Failure to comply with section 103 | 109 | $15,000 |
| Failure to declare related interest | 110 | $5,000 |
| Deceiving statements and obstruction of audit or authorised examination | 111 | $15,000 |
| Failure of management to comply with the law | 112 | $17,500 |
| Failure to assist the official administrator | 129(5) | $7,500 |
| Interference with receivers access to or control over office, books of accounts and other records | 145(4) | $7,500 |