| 1. | Securities (Conduct of Business) Regulations – Section 72 |
| 2. | Securities (Accounting and Financial Statements) Regulations – Section 82 |
| 3. | Securities (Prospectus) Regulations – Section 94 |
| 4. | Securities (Continuing Disclosure Obligations of Issuers) Regulations – Section 96 |
| 5. | Securities (Licences and Fees) Regulations – Section 109 |
| 6. | Securities (Collective Investment Schemes) Regulations – Section 109 |
| 7. | Securities (Discipline) Regulations – Section 140 |
| 8. | Securities (Advertisements) Regulations – Section 160 |
| 9. | Securities (Minimum Capital Requirements) Regulations – Section 160 |
| 10. | Securities (Uncertificated Securities) Regulations – Section 153 |
| 11. | Securities (Foreign Securities and Intermediaries) Regulations – Section 160 |
| 12. | Securities (Registration Statement) Rules |
| 13. | Securities (Accounting and Financial Reports) Rules |