1. | Securities (Conduct of Business) Regulations – Section 72 |
2. | Securities (Accounting and Financial Statements) Regulations – Section 82 |
3. | Securities (Prospectus) Regulations – Section 94 |
4. | Securities (Continuing Disclosure Obligations of Issuers) Regulations – Section 96 |
5. | Securities (Licences and Fees) Regulations – Section 109 |
6. | Securities (Collective Investment Schemes) Regulations – Section 109 |
7. | Securities (Discipline) Regulations – Section 140 |
8. | Securities (Advertisements) Regulations – Section 160 |
9. | Securities (Minimum Capital Requirements) Regulations – Section 160 |
10. | Securities (Uncertificated Securities) Regulations – Section 153 |
11. | Securities (Foreign Securities and Intermediaries) Regulations – Section 160 |
12. | Securities (Registration Statement) Rules |
13. | Securities (Accounting and Financial Reports) Rules |