2023 Laws not yet authenticated through a Commencement Order

Revised Laws of Saint Lucia (2023)

SUBSIDIARY LEGISLATION

List of Subsidiary Legislation

1.Securities (Conduct of Business) Regulations – Section 72
2.Securities (Accounting and Financial Statements) Regulations – Section 82
3.Securities (Prospectus) Regulations – Section 94
4.Securities (Continuing Disclosure Obligations of Issuers) Regulations – Section 96
5.Securities (Licences and Fees) Regulations – Section 109
6.Securities (Collective Investment Schemes) Regulations – Section 109
7.Securities (Discipline) Regulations – Section 140
8.Securities (Advertisements) Regulations – Section 160
9.Securities (Minimum Capital Requirements) Regulations – Section 160
10.Securities (Uncertificated Securities) Regulations – Section 153
11.Securities (Foreign Securities and Intermediaries) Regulations – Section 160
12.Securities (Registration Statement) Rules
13.Securities (Accounting and Financial Reports) Rules