Revised Laws of Saint Lucia (2021)

150.   Keeping and Inspection of Records

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    (1)   A self regulatory organisation shall—

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      (a)     make and keep such records in such form and for such periods as the Commission may determine;

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      (b)     file with the Commission prescribed reports in the prescribed form.

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    (2)   The Commission may at any time authorise a person in writing to—

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      (a)     inspect the records of a self regulatory organisation and to examine the financial affairs of that organisation or any of its members;

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      (b)     prepare such financial or other reports as the Commission requires.

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    (3)   A self regulatory organisation shall—

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      (a)     produce and provide a person authorised by the Commission under subsection (2) with a copy of any record referred to in subsection (1) or any other record that he reasonably requests; and

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      (b)     answer any question he asks concerning those records.