2023 Laws not yet authenticated through a Commencement Order

Revised Laws of Saint Lucia (2023)

Schedule

(Regulations 2 and 3)
Licence     Amount
Broker-dealer1,000,000.00
Limited service broker250,000.00
Investment adviser250,000.00
Custodian250,000.00
Securities exchange5,000,000.00
Clearing agency1,000,000.00
Securities registry250,000.00