Description of Form | Number of Form in Schedule 2 |
Application for broker dealer, limited service broker or custodian licence | 1 |
Application by an individual for investment adviser licence | 2 |
Application by a company for investment adviser licence | 3 |
Application for principal or representative licence | 4 |
Register of securities | 5 |
Notice of place at which register is to be kept | 6 |
Notice of change of place of business and change of place at which register is kept | 7 |
Notification of cessation of business | 8 |
Notice of change of representatives employer and notice of change of place at which register is kept | 9 |