Revised Laws of Saint Lucia (2021)

120.   Fraudulent transactions

A person commits an offence if that person, directly or indirectly, in connection with any transaction with any other person involving the purchase, sale or exchange of securities—

  1.  

    (a)     employs any device, scheme or artifice to defraud that other person; or

  1.  

    (b)     engages in any act, practice or course of business which operates as a fraud or deception, or is likely to operate as a fraud or deception, on that other person.