2023 Laws not yet authenticated through a Commencement Order

Revised Laws of Saint Lucia (2023)

Securities (Uncertificated Securities) Regulations (Statutory Instrument 72/2003)

Statutory Instrument 72/2003 .. in force 1 August 2004 (S.I. 53/2004)

ARRANGEMENT OF REGULATIONS

1.Citation
2.Interpretation
3.Keeping of registers of members
4.Keeping of register of debt securities
5.Effect of entries on registers
6.Rectification of registers
7.Recording by a share registry of transfers of securities
8.Recording of company liens on shares
9.Recording of charges on securities
10.Transmission of securities
11.Joint holders of securities
12.Notices of meetings
13.Re-materialisation
14.Duties of intermediaries
15.Access by issuers to records of a share registry
16.Keeping of records of approved forms
17.Opening times of a share registry
18.Approved forms
19.Power of Commission to issue directions regarding the transfer of registers of securities
20.Registry system security and capabilities
21.Defaults and contraventions
22.Transitional provisions
23.Fees

Commencement [1 August 2004]