Revised Laws of Saint Lucia (2021)

31.   Power of commission to issue directions

Where the Commission is satisfied that it is necessary for the protection of investors or for the proper regulation of a clearing agency, the Commission may issue directions—

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    (a)     with respect to the manner in which the clearing agency carries on any aspect of its business; or

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    (b)     with respect to any other matter that the Commission considers necessary for the effective administration of this Act, and the clearing agency shall comply with the direction.