2023 Laws not yet authenticated through a Commencement Order

Revised Laws of Saint Lucia (2023)

4.   Registration statement

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    (1)   A reporting issuer shall file a registration statement with the Commission by electronic mail or at the following address —

The Chairman

Eastern Caribbean Securities Regulatory Commission

ECCB Financial Complex

P.O. Box 1855

Basseterre, St Kitts.

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    (2)   A registration statement is in the form set out in Schedule 1.

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    (3)   Where a company registers and files a registration statement under section 97(3) of the Act and the company proposes to issue securities to the public for the first time, the registration statement must be accompanied by —

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      (a)     the formation documents;

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      (b)     a Certificate of Incorporation; and

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      (c)     a Prospectus.

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    (4)   Where a company proposes to issue securities to the public subsequent to the first issue of securities, the registration statement must be accompanied by a Prospectus.