(1) A reporting issuer shall file a registration statement with the Commission by electronic mail or at the following address —
The Chairman
Eastern Caribbean Securities Regulatory Commission
ECCB Financial Complex
P.O. Box 1855
Basseterre, St Kitts.
(2) A registration statement is in the form set out in Schedule 1.
(3) Where a company registers and files a registration statement under section 97(3) of the Act and the company proposes to issue securities to the public for the first time, the registration statement must be accompanied by —
(a) the formation documents;
(b) a Certificate of Incorporation; and
(c) a Prospectus.
(4) Where a company proposes to issue securities to the public subsequent to the first issue of securities, the registration statement must be accompanied by a Prospectus.