Revised Laws of Saint Lucia (2021)

72.   Business conduct regulations

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    (1)   The Minister may, on the recommendation of the Commission, make regulations prescribing the manner in which licensees are required to conduct their business.

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    (2)   Where any contract for the sale or purchase of securities is entered into in contravention of a regulation made under this section, the contravention is actionable at the suit of any customer who suffers loss as a result of the contravention.