Revised Laws of Saint Lucia (2021)

16.   Power of commission to issue directions to securities exchange

Where the Commission is satisfied that it is necessary for the protection of investors or for the proper regulation of a securities exchange, the Commission may issue directions to the holder of a securities exchange licence with respect to—

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    (a)     trading on or through its facilities generally or with respect to the trading of a particular security;

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    (b)     the manner in which the securities exchange carries on any aspect of its business, including the manner of reporting off-market trades by members; or

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    (c)     any other matter that the Commission considers necessary for the effective administration of this Act;

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    and the holder of the securities exchange licence shall comply with the direction.