Securities (Licences and Fees) Regulations (Statutory Instrument 101/2001)
Statutory Instrument 101/2001 .. in force 20 October 2001
ARRANGEMENT OF REGULATIONS
PART 1
PRELIMINARY
| 1. | Citation |
| 2. | Interpretation |
PART 2
LICENCES
| 3. | Applications and notices |
| 4. | Directions in forms |
| 5. | Manner of application for licence |
| 6. | Alteration of facts disclosed in applications |
| 7. | Grant of licence |
| 8. | General conditions |
| 9. | Renewal of licence |
| 10. | Replacement of licence |
| 11. | Display of licence |
| 12. | Change of employer by representative |
PART 3
OTHERS FEES
| 13. | Securities exchange licence fee |
| 14. | Proposed rule change fee |
| 15. | Examination fee |
| 16. | Clearing agency licence fee |
| 17. | Advertisement filing fee |
| 18. | Self regulatory organisation fee |
| 19. | Registration of corporate issuers fee |
| 20. | Authorisation of collective investment scheme fee |
| 21. | Waiver of fees |
| Schedule 1 | |
| Schedule 2 | |
| Schedule 3 | |
Commencement [20 October 2001]