Securities (Licences and Fees) Regulations (Statutory Instrument 101/2001)
Statutory Instrument 101/2001 .. in force 20 October 2001
ARRANGEMENT OF REGULATIONS
PART 1
PRELIMINARY
1. | Citation |
2. | Interpretation |
PART 2
LICENCES
3. | Applications and notices |
4. | Directions in forms |
5. | Manner of application for licence |
6. | Alteration of facts disclosed in applications |
7. | Grant of licence |
8. | General conditions |
9. | Renewal of licence |
10. | Replacement of licence |
11. | Display of licence |
12. | Change of employer by representative |
PART 3
OTHERS FEES
13. | Securities exchange licence fee |
14. | Proposed rule change fee |
15. | Examination fee |
16. | Clearing agency licence fee |
17. | Advertisement filing fee |
18. | Self regulatory organisation fee |
19. | Registration of corporate issuers fee |
20. | Authorisation of collective investment scheme fee |
21. | Waiver of fees |
Schedule 1 | |
Schedule 2 | |
Schedule 3 | |
Commencement [20 October 2001]