Revised Laws of Saint Lucia (2021)

133.   Right to exchange information

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    (1)   The Commission, a securities exchange, a clearing agency and other regulatory bodies shall have the right to supply each other with information about their securities business and—

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      (a)     in the case of a securities exchange, information on the securities business of any of its members; and

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      (b)     in the case of a clearing agency, information on the securities business of any of its participants.

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    (2)   The Commission may by written notice require a securities exchange or clearing agency to supply it with the information the Commission reasonably requires for the performance of its functions under this Act, including information in the possession, or under the control, of a securities exchange or clearing agency relating to—

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      (a)     in the case of a securities exchange, the securities business of any of its members; and

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      (b)     in the case of a clearing agency, the securities business of any of its participants.

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    (3)   The right to exchange, and the duty to supply, information under this section apply despite any other enactment or rule of law in Saint Lucia.