Revised Laws of Saint Lucia (2021)

41.   Application for securities registry licence

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    (1)   Only a company registered in Saint Lucia may apply to the Commission for a licence to operate a share registry.

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    (2)   An application under subsection (1) shall—

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      (a)     be made in the form prescribed by the Commission; and

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      (b)     be accompanied by the prescribed fee.

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    (3)   At any time after receiving an application the Commission may require an applicant to furnish additional information.

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    (4)   Any information to be furnished to the Commission under this section shall, if it so requires, be in such form or verified in such manner as the Commission may specify.