2023 Laws not yet authenticated through a Commencement Order

Revised Laws of Saint Lucia (2023)

Securities (Continuing Disclosure Obligations of Issuers) Regulations (Statutory Instrument 108/2001)

Statutory Instrument 108/2001 .. in force 20 October 2001

ARRANGEMENT OF REGULATIONS

PART 1
PRELIMINARY

1.Citation and application
2.Interpretation

PART 2
DISCLOSURE OBLIGATIONS

3.General obligation
4.Delivery of accounts
5.Information to accompany directors' report
6.Interim reports
7.Acquisition or disposal of assets
8.Transactions with related companies where the issuer is a subsidiary
9.Prescribed information to shareholders
10.Board meetings
11.Board decisions
12.Securities exchange and Commission to be notified of certain decisions
13.Basis of allotment
14.Winding-up and liquidation
15.Commission may require information

PART 3

16.Action against an issuer
17.Action against a director
18.Notification of sanction

Commencement [20 October 2001]