Revised Laws of Saint Lucia (2021)

78.   Monitoring compliance with financial resources regulations

To ascertain whether or not a licensee complies with the financial resources regulations made under section 76, the Commission or a person authorised by the Commission may appoint in writing an auditor to examine, audit, and report, either generally or in relation to any matter, on the books, accounts and records of the licensee, and on money, securities or other property held on account of any other person by the licensee or by a nominee appointed by the licensee.