The provisions of Part 12 of the Act shall apply—
(a) in the case of foreign securities listed or traded on a securities exchange, only to the acts of the issuer within the member territory or to transactions effected on or information provided to, that securities exchange; and
(b) in the case of a foreign broker dealer, limited service broker, investment adviser or the principal or representative of that person, only to acts of the licensee within the member territory or to transactions effected on, or information provided to, a securities exchange.