Schedule 2
(Section 2)
PART A
FINANCIAL INSTITUTIONS
1. A licensed financial institution under the Banking Act.
2. A building society registered under the Building Societies Act.
3. A credit union registered under the Co-operative Societies Act.
4. An entity licensed under the Insurance Act or other enactment for underwriting and placement of long-term insurance and other investment related insurance.
5. An entity licensed under the International Banks Act.
6. An entity licensed under the International Insurance Act.
7. An entity licensed under the International Mutual Funds Act.
8. An entity licensed under the Money Services Business Act.
9. The Saint Lucia Development Bank established under the Saint Lucia Development Bank Act.
10. An entity licensed under the Securities Act.
11. An entity that engages in the sale of money orders.
PART B
OTHER BUSINESS ACTIVITY
1. Registered agents and trustees licensed under the Registered Agent and Trustee Licensing Act.
2. Motor Dealer licensed under the Motor Vehicles and Road Traffic Act.
3. A Gaming Operator licenced under the Gaming, Racing and Betting Act, when engaging in transactions equal to or exceeding $8,000.
4. A person involved in transactions for a client concerning the buying and selling of real estate.
5. A dealer in precious metals or stones, when engaging in any transactions equal to or exceeding $25,000.
6. A person that engages in internet gaming and wagering services.
7. Attorneys-at-law when they carry out transactions for a client in relation to the following activities —
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(a) buying and selling real estate;
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(b) creating, operating or managing companies;
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(c) managing bank, savings or securities accounts;
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(d) managing client's money, securities or other assets; or
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(e) raising contributions for the creation, operation or management of companies.
8. Accountants when they carry out transactions for a client in relation to the following activities —
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(a) buying and selling real estate;
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(b) creating, operating or managing companies;
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(c) managing bank, savings or securities accounts;
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(d) managing client's money, securities and other assets; or
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(e) raising contributions for the creation, operation or management of companies.
(Inserted by S.I. 144/2012 and substituted by Act 16 of 2021)