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2023 Laws not yet authenticated through a Commencement Order

Revised Laws of Saint Lucia (2023)

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16. False and misleading information

(1) A person shall not make a false or misleading representation or submit false or misleading information or documents to the Authority.

(2) A person who contravenes subsection (1) commits an offence and is liable on summary conviction to a fine not exceeding $25,000 or to imprisonment for a term not exceeding one year or to both.

16. False and misleading information

Registration of Supervised Entities Regulations – Section 18

REGISTRATION OF SUPERVISED ENTITIES REGULATIONS – SECTION 18

2. Interpretation

3. Administration of this Act

4. Requirement for registration

5. Application for registration

6. Grant and refusal of application for registration

7. Registration fee and issue of Certificate of Registration

8. Renewal of registration

9. Suspension of registration

10. Revocation of registration

11. Deregistration and refusal to deregister

12. Register of supervised entities

13. Notice of change of a director or senior manager

14. Notice of change of a beneficial owner

15. Notice of a material change in information required for registration

18. Regulations

SUBSIDIARY LEGISLATION

Registration of Supervised Entities Regulations – Section 18 (Statutory Instrument 39/2023)

2. Interpretation

3. Application for registration

4. Fee for registration

5. Form of Certificate of Registration

6. Form of an application for renewal of registration

7. Form of Declaration of Compliance or Non-Compliance

8. Fee for renewal of registration

9. Form of Certificate of Renewal