Revised Laws of Saint Lucia (2021)

15.   Duties of persons keeping registers

Except with the permission of the Director of Finance and Planning, a person concerned with the keeping of any register in Saint Lucia shall not—

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    (a)     enter in the register the name of any person in relation to any security unless there has been produced to him or her the prescribed evidence that the entry does not form part of a transaction which involves the doing of anything prohibited by this Act;

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    (b)     enter in the register, in respect of any security, an address outside the scheduled territories, except for the purpose of any transaction for which the permission of the Director of Finance and Planning has been granted with the knowledge that it involved the entry of that address; or

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    (c)     do any act in relation to the register which recognizes or gives effect to any act appearing to him or her to have been done with such intent as mentioned in the 2 last preceding sections, whether done by a person in or resident in Saint Lucia or not.