2023 Laws not yet authenticated through a Commencement Order

Revised Laws of Saint Lucia (2023)

16.   Amendment to a prospectus

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    (1)   A licensee shall submit to the Authority a proposed amendment to a prospectus for a statement of no objection by the Authority.

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    (2)   A licensee shall, within 7 days of receiving the statement of no objection under subsection (1) —

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      (a)     issue the amendment to the prospectus and state any implication the amendment will have on a client;

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      (b)     issue a notice of the amendment to a person who purchased or subscribed to an issue or offer for sale; and

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      (c)     submit to the Authority a copy of any notice issued pursuant to paragraph (b).

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    (3)   A person who purchased or subscribed to an issue or offer for sale of a virtual asset prior to an amendment to a prospectus, has the right to withdraw the purchase or subscription within 14 days of the date the notice was issued to that person.

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    (4)   A licensee who fails to comply with a requirement under subsection (2) is liable to a penalty of $5,000.