Revised Laws of Saint Lucia (2023)

10.   Registers

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   (1)   The Authority shall maintain a register of licensed and suspended licensees which must provide the —

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      (a)     name and address of the licensee;

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      (b)     the name and address of the directors, beneficial owners and significant shareholders;

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      (c)     type of virtual asset business the licensee conducts;

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      (d)     date of licensing;

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      (e)     status of licence; and

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      (f)     date of suspension, if the status of a licence is suspended.

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   (2)   The Authority shall maintain a register of licensees whose licences have been revoked which must provide details of the revocation, including the —

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      (a)     name of the former licensee;

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      (b)     reason for the revocation of the licence; and

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      (c)     date of revocation of the licence.

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   (3)   The Authority shall maintain a register of the issue or sale of virtual assets which must include the —

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      (a)     name and address of the licensee responsible for the issue or sale of virtual assets;

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      (b)     description of the virtual asset;

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      (c)     date of approval of the prospectus related to the issue or sale of virtual assets;

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      (d)     date of the publication of the prospectus; and

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      (e)     date of the issue or offer for sale of virtual assets ends.

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   (4)   The registers shall be made available to the public and published on the website of the Authority or the Ministry.