Revised Laws of Saint Lucia (2021)

PART 3
REPORTING REQUIREMENTS, RESTRICTIONS, EXAMINATIONS AND ENFORCEMENT

33.   Reporting by regulated entities

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    (1)   Notwithstanding any requirements under an enactment specified in Schedule 1, a regulated entity shall submit to the Authority any other report, statement, information or data required by this Act as the Authority may require for the proper discharge of its functions and responsibilities.

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    (2)   Without limiting the generality of subsection (1), a regulated entity shall, at the request of the Authority, within the period specified by the Authority, in relation to that regulated entity's operations, submit any information that the Authority may require concerning its financial position and corporate governance of the regulated entity.

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    (3)   A regulated entity that contravenes a provision of this section commits an offence and is liable on summary conviction to a fine not exceeding $50,000 or to imprisonment for a term not exceeding 3 years or to both.