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Revised Laws of Saint Lucia
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FINANCIAL SERVICES REGULATORY AUTHORITY ACT
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46. Amendment of Schedules
Revised Laws of Saint Lucia (2023)
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46. Amendment of Schedules
The Minister may by Order published in the Gazette amend Schedule 1, 2 and 3.
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46. Amendment of Schedules
1. Short title and commencement
3. Establishment of the Authority
4. Head office
6. Chairperson and Deputy Chairperson
8. Staff
9. Advisory committees
10. Responsibilities of the Authority
11. Objects of the Authority
12. Regulation of own procedures and other powers of the Authority
14. Core guiding principles
16. Meetings of the Board
18. Protection from liability
19. Declaration of interest and abstention from voting
20. Duration of appointment
21. Resignation
23. Vacancy
24. Remuneration
25. Expenses of the Authority
26. Financial year, budget and plan of action
27. Accounts
28. Audit
29. Annual report
31. Publication by the Authority
32. Exemption from taxes etc.
33. Reporting by regulated entities
35. Prohibition on advertising likely to mislead
36. Disclosure and access to books and records and examination by Authority
40. Fee for late filing
42. General penalty
43. Amendment of enactments
44. Additional powers of the Authority
47. Regulations
Schedule 1
Schedule 2
Schedule 3
2. Interpretation
5. Board of the Authority
7. Executive Director
13. Powers, duties and functions of the Authority
15. Power to issue guidelines
22. Revocation
34. Auditing requirements
39. Fees
41. Debt due to the Authority
45. Appeals
48. Transitional
17. Oath of secrecy and confidentiality
30. Power to delegate functions or powers
37. Authority's powers and measures for preventing adverse consequences
38. Exchange of information