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Revised Laws of Saint Lucia
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INTERNATIONAL MUTUAL FUNDS ACT
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SUBSIDIARY LEGISLATION
2023 Laws not yet authenticated through a Commencement Order
Revised Laws of Saint Lucia (2023)
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SUBSIDIARY LEGISLATION
List of Subsidiary Legislation
1.
International Mutual Funds Regulations – Section 60
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SUBSIDIARY LEGISLATION
1. Short title
2. Interpretation
3. Requirement for licence or registration
4. Registration of international private mutual fund
5. Name of international private mutual fund
6. Application for and grant of international public mutual fund licence
7. Name of international public mutual fund
8. Offering document
9. Rights of investors
10. Limitation of action
11. Annual fee
12. Requirement for international public mutual fund administrator licence
13. Application for and grant of international public mutual fund administrator licence
14. Name of administrator
15. Restriction on issue
16. Annual fee for administrator
17. Direction to increase capital value
18. Notice
19. Misrepresentation as administrator
20. Notification
21. Number of directors
22. Compliance by administrator
23. Requirement for international public mutual fund manager licence
24. Application for and grant of international public mutual fund manager
25. Name of manager
26. Restriction on issue
27. Annual fee for manager
28. Direction to increase capital value
29. Reputation of promoter
30. Notice
31. Misrepresentation as manager
32. Notification
33. Number of directors
34. Compliance by manager
35. Audited accounts for international public mutual fund licensee
36. Duties of Director relating to international public mutual fund licensee
37. Access to information relating to international public mutual fund licensee
38. Penalties for breach of section 3(1)
39. Unregulated international public mutual funds
40. Audited accounts for administrator
41. Duties of Director relating to administrator
42. Access to information relating to administrator
43. Information for breach of section 12
44. Unlicensed persons acting as administrator
45. Audited accounts for manager
46. Duties of Director relating to manager
47. Access to information relating to manager
48. Information for breach of section 23
49. Unlicensed person acting as manager
50. Power of Director over international private mutual fund
51. Power of Minister over international public mutual fund licensee
52. Power of Minister over administrator or manager
53. Secrecy
54. Appeal
55. Obligation of auditors
56. Offences triable on indictment
57. Indemnity
58. Exemption from compliance with Trade Licensing Act and Securities Act
59. Exemption from other enactmentss
60. Regulations
61. Savings
International Mutual Funds Regulations – Section 60
ACT
PART 1 PRELIMINARY
1. Short title
2. Interpretation
PART 2 INTERNATIONAL MUTUAL FUNDS
3. Requirement for licence or registration
4. Registration of international private mutual fund
5. Name of international private mutual fund
6. Application for and grant of international public mutual fund licence
7. Name of international public mutual fund
8. Offering document
9. Rights of investors
10. Limitation of action
11. Annual fee
PART 3 INTERNATIONAL PUBLIC MUTUAL FUND ADMINSTRATION AND MANAGEMENT
12. Requirement for international public mutual fund administrator licence
13. Application for and grant of international public mutual fund administrator licence
14. Name of administrator
15. Restriction on issue
16. Annual fee for administrator
17. Direction to increase capital value
18. Notice
19. Misrepresentation as administrator
20. Notification
21. Number of directors
22. Compliance by administrator
23. Requirement for international public mutual fund manager licence
24. Application for and grant of international public mutual fund manager
25. Name of manager
26. Restriction on issue
27. Annual fee for manager
28. Direction to increase capital value
29. Reputation of promoter
30. Notice
31. Misrepresentation as manager
32. Notification
33. Number of directors
34. Compliance by manager
PART 4 SUPERVISION AND ENFORCEMENT
35. Audited accounts for international public mutual fund licensee
36. Duties of Director relating to international public mutual fund licensee
37. Access to information relating to international public mutual fund licensee
38. Penalties for breach of section 3(1)
39. Unregulated international public mutual funds
40. Audited accounts for administrator
41. Duties of Director relating to administrator
42. Access to information relating to administrator
43. Information for breach of section 12
44. Unlicensed persons acting as administrator
45. Audited accounts for manager
46. Duties of Director relating to manager
47. Access to information relating to manager
48. Information for breach of section 23
49. Unlicensed person acting as manager
50. Power of Director over international private mutual fund
51. Power of Minister over international public mutual fund licensee
52. Power of Minister over administrator or manager
PART 5 MISCELLANEOUS
53. Secrecy
54. Appeal
55. Obligation of auditors
56. Offences triable on indictment
57. Indemnity
58. Exemption from compliance with Trade Licensing Act and Securities Act
59. Exemption from other enactmentss
60. Regulations
61. Savings
International Mutual Funds Regulations – Section 60 (Statutory Instruments 118/2007 and 109/2011)
1. Citation
2. Interpretation
3. Application for registration as an international private mutual fund
4. Application for an international public mutual fund licence
5. Application for an international mutual fund administrator licence
6. Application for an international mutual fund manager licence
7. Certificate of registration for international private mutual fund
8. Licences
9. Fees
Schedule 1
Schedule 2